Job Ref: 214937163

Date: 2021-10-18 15:46:43

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Are you an ambitious individual who is looking to work in a newly created role? Are you keen to find real autonomy within your role and have scope to develop your career? This is a full-time office-based position where you will be supporting the Commercial Director with all aspects of regulatory compliance within the financial services sector.
Duties will include:
* Case checking across division
* Reporting on compliance and quality matters, highlighting possible risks, making appropriate recommendations and implementing them
* Providing advice, training and support to the senior management team and staff regarding all compliance matters
* Investigating complaints independently, promptly, fairly and in accordance with company policy and within regulatory guidelines
* Logging and investigating internally generated suspicious activity reports to determine the need to escalate externally
* Completing third party due diligence checks
* Logging, reviewing and responding to customer data requests
* Perform regulatory risk assessments to understand risk level, significance, scope and make recommendations for mitigation
* Identifying potential gaps and weaknesses, coaching and mentoring staff
The successful candidate will have recent experience working within the financial services sector, ideally CeMAP qualified or equivalent.
Benefits include contributory pension and 25 days holiday, as well as working in a supportive environment where training will be provided.
If you are looking for a new challenge working in a professional, highly regulated environment, call us or apply today

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